SEC Rule 17a-4 Compliance Assessment - Own Blockchain Verify

Get an in-depth analysis of the five requirements under SEC rule 17a-4, and learn how Own enables Salesforce customers to meet these requirements.

Read now
No items found.

As of December 2022, the Securities and Exchange Commission (SEC) gives broker-dealers greater flexibility to comply with their electronic record keeping requirements (SEC Rule 17a-4), taking technological advances into account. These amended requirements allow for electronic records to be stored with a cloud vendor, so long as the solution provides a complete, verifiable, time-stamped audit trail that permits the re-creation of an original record with full integrity if it is altered, overwritten, or erased. This ebook provides an in-depth analysis of each of the five requirements under SEC Rule 17a-4 and how Own Blockchain Verify enables customers to meet the requirement.

Get started

Share your details and we’ll contact you shortly to schedule a custom 25-minute demo.

Schedule a Demo
No items found.
All industries
Own for Compliance Leaders